Assistant Manager, Regulatory Compliance

Summary
To ensure key control solutions to regulatory requirements are fully developed and implemented by BU/SU.
Duties and Responsibilities
Assist the superior to ensure new regulations and requirements are localised and operationalised through appropriate policies, procedures and documentations.
Ensure assurance processes are in line with the industry standards and Division’s expectation.
Participate in all products / services / channel reviews.
Monitors RCSA and RAS.
Provide advisory support to BU/SU on compliance issues pertaining to policies and governance.
Meet all expectations set by Superior on internal deadlines, ad-hoc assignments and additional task assigned.
Must be able to multitask and work in a talent pool instead of a concentrated scope of work.
Ensure adherence and compliance to all internal policies / guidelines and external regulatory requirements.
Responsible to review and update the relevant Compliance policies, manuals and guidelines.
Any other duties / assignment as and when directed / assigned by the superior as per business requirement from time to time.

Qualification
Bachelor’s Degree in law / Finance / Accountancy / Economics / Business
Years of Experience
3 years
Specific Skills/Knowledge and Certification Required
A strong understanding of the relevant legislation and regulatory requirements issued by Bank Negara Malaysia, Securities Commission, PIDM, etc.
A proven track record of identifying, assessing and advising on the impact of regulatory change and the actions required to minimize any impact.
A detailed understanding of the systems and processes involved in the development and launch of new products and their subsequent distribution.
Strong stakeholder engagement and influencing skills, combined with an ability to build strong working relationships.
Ability to perform a variety of functions at various levels internally & externally
Ability to multi-task, highly numerate with great attention to detail and must be able to manage expectations and work independently.